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Securities regulation in the United States
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#	Item
631	United States (U.S.) - European Union (EU) Financial Markets Regulatory Dialogue January 30, 2014 Washington, DC Joint Statement Participants in the U.S.-EU Financial Markets Regulatory Dialogue met today to exchange Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2015-01-19 08:24:10 Basel II European Union Dodd–Frank Wall Street Reform and Consumer Protection Act Commodity Futures Trading Commission European Securities and Markets Authority Commodity Futures Modernization Act Financial regulation Systemic risk Bank regulation
632	UNITED STATES (U.S.) – EUROPEAN UNION (EU) FINANCIAL MARKETS REGULATORY DIALOGUE JOINT STATEMENT WASHINGTON D.C. – Participants in the U.S.-EU Financial Markets Regulatory Dialogue (FMRD) met on January 12, 2015 to e Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2015-01-19 08:24:10 Financial economics Basel II Commodity Futures Trading Commission Securities Commission European Union International Financial Reporting Standards Derivative Commodity Futures Modernization Act Systemic risk Financial regulation Finance
633	Nanopierce Tech. v. Depository Trust, 123 Nev. Adv. Op. No. 38 (Sept. 20, [removed]CORPORATE LAW – SECURITIES FRAUD Summary Appeal from a district court order dismissing a securities fraud action. Disposition/Outcome Add to Reading List Source URL: law.unlv.edu Language: English - Date: 2010-10-05 16:24:44 Securities United States securities law Financial regulation Short selling Depository Trust & Clearing Corporation Securities Exchange Act Short U.S. Securities and Exchange Commission Securities regulation in the United States Financial economics Financial system Finance
634	Special Study: The Need to Reform SEC Rules 605 and 606 Investors deserve to know how well their order is being executed in today’s marketplace. On July 28, 2000, the SEC proposed SEC 11Ac 1-5, order execution statisti Add to Reading List Source URL: kortrading.com Language: English - Date: 2014-03-16 16:15:55 Investment United States Securities and Exchange Commission Business Financial regulation Finance Regulation NMS Order Best execution Securities Exchange Act Stock market Financial economics Financial markets
635	REPORT ON THE PROGRESS OF IMPLEMENTING IN BULGARIA THE WHITE PAPER ON CORPORATE GOVERNANCE IN SOUTH EAST EUROPE Prepared by Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 02:02:30 Corporations law Private law Legal entities English law Corporate governance Management Corporation Securities regulation in the United States Corporate law Law Business Stock market
636	Complaint: Martin T. Wegener et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-17 13:00:40 Collective investment schemes Institutional investors Mutual fund Mutualism Wegener Securities regulation in the United States Financial economics Investment Financial services
637	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 4, 2015 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 17:44:45 Accountancy Public Company Accounting Oversight Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States SEC Rule 10b-5 Sarbanes–Oxley Act United States securities law Financial regulation Business
638	Complaint: Thomas A. Labry and Cherokee Gas Systems, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-08 12:21:50 Financial regulation Cherokee Nation Financial economics Government Securities regulation in the United States Securities Exchange Act Cherokee Securities Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
639	Appropriations Language - FY 2016 Congressional Justification Report Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-02 15:39:16 United States Securities and Exchange Commission United States Financial regulation Expenditures in the United States federal budget United States securities law 73rd United States Congress Securities Exchange Act
640	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]February 13, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 15:33:16 Financial regulation New Deal Securities Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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